Public Companies
Our team assists clients with offerings of equity and debt securities, public reporting and compliance with all related SEC regulations as well as the national stock exchange rules. Our roles range from being counsel on all securities and transactional matters for some clients, to working collaboratively with in-house legal departments, to serving as special counsel to boards of directors and board committees.
We have significant experience handling SEC filings, earnings releases and additional investor relations communications for equity offerings, private placements of securities, “angel” financings and venture capital deals. We also provide strategic direction on the development of corporate policies, board committee charters, governance materials, and executive compensation arrangements and disclosures.
Key Contacts
Partner
Louisville, KY
Retired Partner
Louisville, KY
Partner
Dallas, TX
Houston, TX
Partner
West Chester, OH
Working strategically on your behalf.Whenever state and federal securities laws are in play, we work closely with clients to develop appropriate compliance solutions, along with effective strategies for responding to SEC inquiries and other enforcement actions. |
Related Insights
June 16, 2026 | Publications
On June 11, 2026, the U.S. Supreme Court held that Section 47(b) of the Investment Company Act of 19...
June 5, 2026 | Experience
FBT Gibbons served as legal counsel to Trek One Capital in connection with its acquisition of No Cow...
May 21, 2026 | Experience
An FBT Gibbons team led by Kai Bitter and Robert E. Hudson advised UK-based discoverIE Group plc on ...
May 15, 2026 | Publications
Regulatory disruption has become the operating environment for the automotive supply chain. Tariffs ...
May 8, 2026 | Publications
On May 7, 2026, a divided three-judge panel of the U.S. Court of International Trade (CIT) held that...
April 29, 2026 | Publications
On April 28, 2026, the United Arab Emirates (UAE) announced that it will exit the Organization of th...
Stay ahead of the law.
Subscribe to receive email updates and choose your topics.